GoldenBridge.in

Investor Charter

Investor Charter in respect of Research Analyst (RA)

 

A. Vision and Mission Statements for Investors

1. Vision

Invest with knowledge & safety.

2. Mission

Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst with respect to the investors.

  • To publish research report based on the research activities of the RA.
  • To provide an independent unbiased view on securities.
  • To offer unbiased recommendation, disclosing the financial interests in recommended securities.
  • To provide research recommendation, based on analysis of publicly available information and known observations.
  • To conduct audit annually.
 

C. Details of services provided to investors (No Indicative Timelines)

  • Onboarding of Clients
  • Disclosure to Clients
  • To distribute research reports and recommendations to the clients without discrimination.
  • To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
 

D. Details of grievance redressal mechanism and how to access it

 

In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days.

If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web-based complaints redressal system. 

SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.

With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai– 400 051.

E. Expectations from the investors (Responsibilities of investors)

 

Do’s

  • Always deal with SEBI registered Research Analyst.
  • Ensure that the Research Analyst has a valid registration certificate.
  • Check for SEBI registration number.
  • Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link:  sebi.gov.in
  • Always pay attention towards disclosures made in the research reports before investing.
  • Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
  • Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.
  • Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
  • Inform SEBI about Research Analyst offering assured or guaranteed returns.
  • Don’ts
  • Do not provide funds for investment to the Research Analyst.
  • Don’t fall prey to luring advertisements or market rumours.
  • Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
  • Do not share login credentials and password of your trading and demat accounts with the Research Analyst.

Disclaimer

GoldenBridge Analytics is the brand name of Sumit Sharma who is SEBI registered Research Analyst, in terms of SEBI (Research Analyst) Regulations, 2014 with SEBI Research Analyst Registration No: INH000016737. We engage in the business of providing fundamental and technical reports including charts and other technical tools to identify market patterns aiming to provide an overview of the previous trading pattern and expectation from the future market.

“Investment in the securities markets are subject to market risks. Read all the related documents carefully before investing.”

The information and views in the reports, our website www.goldenbridge.in & all the services (“Research Information”) we provide are believed to be reliable, but we do not represent or warrant its accuracy, completeness or reliability of the information contained in our Research Information, investors and clients are advised to independently evaluate the market conditions/ risks involved, before making any trading/investment decisions.

The report / information / opinions have been prepared by us and are subject to change without any notice. The report and information contained herein is strictly confidential and meant solely for the selected recipient and may not be altered in any way, transmitted to, copied or distributed, in part or in whole, to any other person or to the media or reproduced in any form, without prior written consent of us. The information provided in the Report is from publicly available data, which we believe and reliable. While reasonable endeavors have been made to present reliable data in the Report so far as it relates to current and historical information, we are not guaranteeing the accuracy or completeness of the data in the Report. Accordingly, we or our partner’s / relatives of our partner’s shall not be in any way responsible for any loss or damage that may arise to any person from any inadvertent error in the information contained, views and opinions expressed in this publication.

Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied, is made regarding future performance. The price, value of and income from any of the securities or financial instruments mentioned in this report can fall as well as rise.

The Report also includes analysis and views of our research team. The Report is purely for information purposes and does not constitute investment recommendation/advice or an offer or solicitation of an offer to buy/sell any securities. The opinions expressed in the Report are our current opinions as of the date of the Report and may be subject to change from time to time without notice. We or any persons connected with us do not accept any liability arising from the use of this document.

Investors should not solely rely on the information contained in this Report and must make investment decisions based on their own investment objectives, judgment, risk profile and financial position. The recipients of this Report may take professional advice before acting on this information.

As we/ our partners are presently engaged in various financial services business and so might have financial, business or other interests in other entities including the subject company/ies mentioned in this Report. However, we have encouraged independence in preparation of research reports and strive to minimize conflict in preparation of research reports. We/ Our Partner’s and their relatives did not receive any compensation or other benefits from the subject company/ies mentioned in the Report or from a third party in connection with preparation of the Report. Accordingly, We/ Our Partner’s and their relatives do not have any material conflict of interest at the time of publication of this Report.

It is confirmed that for giving these recommendations, we have not received any compensation from the companies mentioned herein in the preceding twelve months.

We/ Our Partner’s and their relatives collectively do not own 1% or more of the actual / beneficial ownership of equity securities of the subject company/ies mentioned in the report as of the last day of the month preceding the publication of the research report.

We submit that no material disciplinary action has been taken on me by any regulatory authority impacting Equity Research activities.

By accessing https://www.goldenbridge.in, you have read, understood and agree to be legally bound by the terms of the following disclaimer and user agreement:

https://www.goldenbridge.in is not responsible for any errors, omissions, representations or any links on any of our pages. https://www.goldenbridge.in does not endorse any advertisers on our web pages. Please verify the veracity of all information on your own before undertaking any alliance. This website contains articles contributed by several individuals. The views are exclusively their own and do not necessarily represent the views of the website or its management. The linked sites are not under our control and we are not responsible for the contents of any linked site or any link contained in a linked site, or any changes or updates to such sites. https://www.goldenbridge.in is providing these links to you only as a convenience, and the inclusion of any link does not imply endorsement by us of the site.

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https://www.goldenbridge.in hereby expressly disclaims any implied warranties imputed by the laws of any jurisdiction. We consider ourselves and intend to be subject to the jurisdiction only of the court of Delhi in India. If you don’t agree with any of our disclaimers above, please do not read the material on any of our pages. This site is specifically for users in the territory of India. Although the access to users outside India is not denied, https://www.goldenbridge.in shall have no legal liabilities whatsoever in any laws of any jurisdiction other than India. We reserve the right to make changes to our site and these disclaimers, terms, and conditions at any time.

The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from GoldenBridge Analytics. We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.

Please note that by surfing our website, submitting your details in our website you are authorizing GoldenBridge Analytics to contact you and send Promotional and Transactional communication even though you may be registered under National Do Not Call Registry established under the Telecom Unsolicited Commercial Communications Regulations 2007 or registered or may register under the National Customer Preference Register established under new regulation viz the Telecom Commercial Communications Customer Preference Regulations, 2010.

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

SUMIT SHARMA

SEBI Registered Research Analyst Registration Number: INH000016737